^{AG Wealth Advisors}Frequently Asked Questions

No. I work with clients across the U.S. using Zoom, phone, and secure technology. This makes financial planning, tax planning, and retirement planning and rollovers simple and convenient.

Yes. I offer a no-cost consultation to review your current situation and identify opportunities around investments, tax planning, and retirement.

We focus on your goals, concerns, and overall financial picture. You’ll also get a clear understanding of how I approach financial planning and what next steps look like.

I work with individuals, families, retirees, business owners, and professionals. Each client is evaluated based on their goals, complexity, and need for tax planning, retirement planning, or investment guidance.

Not exclusively. If you’re serious about improving your financial future and building a plan, it’s worth having a conversation.

Yes. I help clients manage RSUs, stock options, and concentrated positions with a focus on tax efficiency and long-term planning.

A comprehensive financial plan includes retirement planning, tax planning strategies, investment management, cash flow analysis, and risk management, tailored to your situation.

I focus on tax-aware, goal-based financial planning. Investments, taxes, and retirement income are all coordinated to improve your overall outcome.

No. Investment management is one piece. I provide full financial planning, including retirement income strategies, tax planning, along with life, disability, and long-term insurance and guidance on employer benefits like RSUs.

Investments are selected based on your goals, risk tolerance, and tax situation, not trends. Every recommendation supports your broader financial plan.

We live in a complex economic, geopolitical environment. I use diversification, tax efficiency, cost control, and long-term discipline. I don’t chase hot tips or short-term trades.

No. I’m independent and product-agnostic, focused solely on what’s best for you.

I offer fee-based investment management and flat-fee financial planning. Fees depend on the complexity of your financial, tax, and retirement planning needs.

Yes. You’ll always know what you’re paying and what you’re receiving before moving forward.

Your accounts are held with LPL Financial, a broker/dealer and investment advisor registered with the U.S. Securities and Exchange Commission (SEC*). LPL Financial is primarily regulated by the Financial Industry Regulatory Authority (FINRA) as well as various other self-regulatory organizations.

No. I manage your investments as a fiduciary, but I do not custody your funds. You’ll receive statements directly from the custodian, LPL Financial.

At least once a year with a full annual review. Additional meetings are always available as your life or financial situation changes.

You’ll have access to a secure portal, regular performance reports, and ongoing communication so you always know where you stand.

Yes. I collaborate with CPAs and estate attorneys to align your financial plan. I can also provide referrals if needed.

Yes. Tax planning is a core part of the process—identifying strategies around retirement income, Roth conversions, and RSUs to improve long-term results.

As a fiduciary with 20+ years of experience across corporate and entrepreneurial environments, I bring a practical, real-world approach to financial planning, tax strategy, and retirement decisions.

The sooner, the better. Delaying tax planning or retirement planning can reduce opportunities and increase future costs.

Schedule a complimentary consultation and get a second opinion on your financial plan, tax strategy, or investments.